Punch & Associates Investment Management, Inc.

A manager that invests in closed-end funds and small companies.

Right now Punch has no stake of 5% or more in any closed-end fund.

It has been in 1 other fund before and has since sold down. Newest move: Aug 14, 2026, at RFIL.

What they usually do

A manager that invests in closed-end funds and small companies. It mostly holds as a passive investor.

Funds they are in right now

None right now.

Other companies (8)

Recent moves

  1. Aug 14, 2026

    RFIL - R F Industries Ltd: Punch cut its stake to 5.4% (from 7.6%), as a passive investor.

    Original document →
  2. Aug 14, 2026

    TREE - LendingTree: Punch now owns 5.2%, as a passive investor.

    Original document →
  3. Aug 14, 2026

    IIIV - i3 Verticals: Punch now owns 5.6%, as a passive investor.

    Original document →
  4. May 15, 2026

    HGBL - Heritage Global: Punch cut its stake to 6.5% (from 7.5%), as a passive investor.

    Original document →
  5. Aug 14, 2025

    DSP - Viant Technology: Punch raised its stake to 7.3% (from 6.1%), as a passive investor.

    Original document →
  6. Aug 14, 2025

    OPXS - Optex Systems Holdings: Punch sold down below 5% and stopped reporting.

    Original document →
  7. Aug 14, 2025

    RFIL - R F Industries Ltd: Punch raised its stake to 7.6% (from 6.4%), as a passive investor.

    Original document →
  8. May 15, 2025

    RFIL - R F Industries Ltd: Punch cut its stake to 6.4% (from 9.7%), as a passive investor.

    Original document →
Show all 36 moves
  1. May 15, 2025

    DSP - Viant Technology: Punch now owns 6.1%, as a passive investor.

    Original document →
  2. May 15, 2025

    Sylogist Ltd.: Punch sold down below 5% and stopped reporting.

    Original document →
  3. May 15, 2025

    FC - Franklin Covey Co.: Punch sold down below 5% and stopped reporting.

    Original document →
  4. May 15, 2025

    Phx Minerals: Punch sold down below 5% and stopped reporting.

    Original document →
  5. May 15, 2025

    AstroNova: Punch sold down below 5% and stopped reporting.

    Original document →
  6. April 7, 2025

    HBIO - Harvard Bioscience: Punch sold down below 5% and stopped reporting.

    Original document →
  7. Feb 14, 2025

    OPXS - Optex Systems Holdings: Punch cut its stake to 5.4% (from 6.5%), as a passive investor.

    Original document →
  8. Feb 14, 2025

    RSSS - Research Solutions: Punch now owns 7.2%, as a passive investor.

    Original document →
  9. Feb 14, 2025

    FC - Franklin Covey Co.: Punch now owns 5.2%, as a passive investor.

    Original document →
  10. Nov 14, 2024

    Sylogist Ltd.: Punch now owns 5.6%, as a passive investor.

    Original document →
  11. Nov 14, 2024

    GSL - Global Ship Lease: Punch sold down below 5% and stopped reporting.

    Original document →
  12. Nov 14, 2024

    NTIC - Northern Technologies International Corp: Punch sold down below 5% and stopped reporting.

    Original document →
  13. Nov 14, 2024

    BXC - BlueLinx Holdings: Punch sold down below 5% and stopped reporting.

    Original document →
  14. Feb 14, 2024

    BXC - BlueLinx Holdings: Punch now owns 5%, as a passive investor.

    Original document →
  15. Feb 14, 2024

    GSL - Global Ship Lease: Punch now owns 5.5%, as a passive investor.

    Original document →
  16. Feb 14, 2024

    HBIO - Harvard Bioscience: Punch now owns 6.8%, as a passive investor.

    Original document →
  17. Feb 14, 2024

    Phx Minerals: Punch now owns 7.4%, as a passive investor.

    Original document →
  18. Feb 14, 2024

    AstroNova: Punch now owns 6.7%, as a passive investor.

    Original document →
  19. Feb 14, 2024

    Virtus Convertible & Income 2024 Target Term Fund: Punch now owns 6.8%, as a passive investor.

    Original document →
  20. Feb 14, 2024

    ACR - ACRES Commercial Realty Corp.: Punch sold down below 5% and stopped reporting.

    Original document →
  21. Feb 14, 2024

    180 Degree Capital Corp.: Punch now owns 7.1%, as a passive investor.

    Original document →
  22. Feb 14, 2024

    OPXS - Optex Systems Holdings: Punch now owns 6.5%, as a passive investor.

    Original document →
  23. Feb 14, 2024

    Charles & Colvard Ltd: Punch sold down below 5% and stopped reporting.

    Original document →
  24. Feb 14, 2024

    HGBL - Heritage Global: Punch now owns 7.5%, as a passive investor.

    Original document →
  25. Feb 14, 2024

    RFIL - R F Industries Ltd: Punch now owns 9.7%, as a passive investor.

    Original document →
  26. Feb 14, 2024

    DHX - Dhi Group: Punch sold down below 5% and stopped reporting.

    Original document →
  27. Feb 14, 2024

    NTIC - Northern Technologies International Corp: Punch now owns 5.5%, as a passive investor.

    Original document →
  28. Feb 14, 2024

    GDO - Western Asset Global Corporate Opportunity Fund: Punch sold down below 5% and stopped reporting.

    Original document →
Funds they have left (1)
Details

See this investor's page at the SEC →

Website →

Every notice by Punch
DateFundStakeType of notice
Aug 14, 2026 RFIL - R F Industries Ltd 5.4% Updated notice
Aug 14, 2026 TREE - LendingTree 5.2% Passive investor
Aug 14, 2026 IIIV - i3 Verticals 5.6% Passive investor
May 15, 2026 HGBL - Heritage Global 6.5% Updated notice
Aug 14, 2025 DSP - Viant Technology 7.3% Updated notice
Aug 14, 2025 OPXS - Optex Systems Holdings 4.8% Sold down below 5%
Aug 14, 2025 RFIL - R F Industries Ltd 7.6% Updated notice
May 15, 2025 RFIL - R F Industries Ltd 6.4% Updated notice
May 15, 2025 DSP - Viant Technology 6.1% Passive investor
May 15, 2025 Sylogist Ltd. 4.1% Sold down below 5%
May 15, 2025 FC - Franklin Covey Co. 4.4% Sold down below 5%
May 15, 2025 Phx Minerals 4.2% Sold down below 5%
May 15, 2025 AstroNova 4% Sold down below 5%
April 7, 2025 HBIO - Harvard Bioscience 0.1% Sold down below 5%
Feb 14, 2025 OPXS - Optex Systems Holdings 5.4% Updated notice
Feb 14, 2025 RSSS - Research Solutions 7.2% Passive investor
Feb 14, 2025 FC - Franklin Covey Co. 5.2% Passive investor
Nov 14, 2024 Sylogist Ltd. 5.6% Passive investor
Nov 14, 2024 GSL - Global Ship Lease 3.9% Sold down below 5%
Nov 14, 2024 NTIC - Northern Technologies International Corp 2.6% Sold down below 5%
Nov 14, 2024 BXC - BlueLinx Holdings 4.4% Sold down below 5%
Feb 14, 2024 BXC - BlueLinx Holdings 5% Updated notice
Feb 14, 2024 GSL - Global Ship Lease 5.5% Updated notice
Feb 14, 2024 HBIO - Harvard Bioscience 6.8% Updated notice
Feb 14, 2024 Phx Minerals 7.4% Passive investor
Feb 14, 2024 AstroNova 6.7% Updated notice
Feb 14, 2024 Virtus Convertible & Income 2024 Target Term Fund 6.8% Updated notice
Feb 14, 2024 ACR - ACRES Commercial Realty Corp. 3.2% Sold down below 5%
Feb 14, 2024 180 Degree Capital Corp. 7.1% Updated notice
Feb 14, 2024 OPXS - Optex Systems Holdings 6.5% Updated notice
Feb 14, 2024 Charles & Colvard Ltd 0% Sold down below 5%
Feb 14, 2024 HGBL - Heritage Global 7.5% Updated notice
Feb 14, 2024 RFIL - R F Industries Ltd 9.7% Updated notice
Feb 14, 2024 DHX - Dhi Group 5% Sold down below 5%
Feb 14, 2024 NTIC - Northern Technologies International Corp 5.5% Updated notice
Feb 14, 2024 GDO - Western Asset Global Corporate Opportunity Fund 4.9% Sold down below 5%

Download the list of funds (CSV)

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