BANX - ArrowMark Financial Corp.

What this means for you

No investor has reported owning 5% or more of this fund. That is the normal state for most closed-end funds.

Nothing is required of you. If that changes, the notice appears here within a day of being filed with the regulator.

Email me if this changes

What happened, and when

1. Feb 18, 2026

   The fund's shares stopped trading on the exchange.

   Original document →

2. Jan 22, 2026

   The fund offered holders the right to buy more shares, until Feb 18, 2026.

   Original document →

3. Dec 22, 2025

   The fund said it may sell new shares.

   Original document →

4. Dec 15, 2025

   The fund said it may sell new shares.

   Original document →

5. Feb 13, 2025

   The fund said it may sell new shares.

   Original document →

About this fund

• Run by ArrowMark Asset Management, LLC. As of Dec 31, 2025, from the fund's yearly report. Original document →
• Size: about $203 million of holdings, as of June 30, 2026. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• Borrowing: the fund borrows about 17% on top of its own money, as of June 30, 2026. Borrowed money makes gains and losses bigger. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• Costs: 2.2% a year in management fees; 6% a year in total, including interest on borrowed money. Fiscal year ended Dec 31, 2025. As of Dec 31, 2025, from the fund's yearly report. Original document →
• Payouts: last fiscal year (ended Dec 31, 2025) the fund paid $2.30 a share, all of it income. As of Dec 31, 2025, from the fund's annual report. Original document →
• Value of holdings per share at the last fiscal year end (Dec 31, 2025): $21.96. The shares traded at $21.82, about 0.6% below that. As of Dec 31, 2025, from the fund's yearly report. Original document →
  Over the last two years the gap ranged from 17.7% below to 5.7% above. As of Dec 31, 2025, from the fund's annual report. Original document →
• How the holdings did: up 5% over the last three months we have (April-June 2026), before the share price is taken into account. Over the last 12 months: +1.8%. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• How the holdings did over the fiscal year (ended Dec 31, 2025): the value of the holdings returned +12.4%. How the share price did: the shares returned +15.9% over the same year, counting payouts and the change in the market price. As of Dec 31, 2025, from the fund's annual report. Original document →
• First reported to the regulator in 2013.

What the fund holds

Mostly bonds (90%), the rest shares, asset-backed bonds and structured notes. About 25% issued in the U.S.

The fund also sells options on its holdings to raise income.

1. Community Funding 2018, LLC, Preferred Shares - 5.8%
2. Craft, Profit Participating Note - 5.1%
3. AMF Ireland Finance 5 -, Profit Participating Note - 5%
4. Craft, Credit Linked Note - 12%
5. Colonnade, Credit Linked Note - 13.1%
6. Salisbury, Credit Linked Note - 10.3%
7. AMF Ireland Finance 5 -, Credit Linked Note - 4%
8. AMF Ireland Finance 1 -, Profit Participating Note - 3.6%
9. AMF Ireland Finance 6 -, Profit Participating Note - 3.4%
10. Loft, Credit Linked Note - 3.2%

As of June 30, 2026, from the fund's quarterly holdings report. Original document →