OCCI - OFS Credit Company

What this means for you

One or more large investors own more than 5% of this fund but have told the regulator they are not seeking changes. That is common for banks, brokers and index funds that hold shares for their clients.

Nothing is required of you. If an investor changes its mind, it must file a new notice within days, and it will show up here.

Email me if this changes

What happened, and when

1. Sept 15, 2026

   The fund said it may sell new shares.

   Original document →

2. Aug 14, 2026

   The fund said it may sell new shares.

   Original document →

3. July 31, 2026

   The fund said it will repay some borrowed money on Aug 31, 2026.

   Original document →

4. July 15, 2026

   The fund said it may sell new shares.

   Original document →

5. June 15, 2026

   The fund said it may sell new shares.

   Original document →

About this fund

• Run by OFS Capital Management, LLC. As of Oct 31, 2025, from the fund's yearly report. Original document →
• Size: about $109 million of holdings, as of April 30, 2026. As of April 30, 2026, from the fund's quarterly holdings report. Original document →
• Borrowing: the fund borrows about 46% on top of its own money, as of April 30, 2026. Borrowed money makes gains and losses bigger. About 98% of that is money the fund has borrowed by selling preferred shares. As of April 30, 2026, from the fund's quarterly holdings report. Original document →
• Costs: 6.8% a year in management fees; 14.1% a year in total, including interest on borrowed money. Fiscal year ended Oct 31, 2025. As of Oct 31, 2025, from the fund's yearly report. Original document →
• Payouts: last fiscal year (ended Oct 31, 2025) the fund paid $1.38 a share. $0.57 of that was income; $0.81 was your own money back, not income. As of Oct 31, 2025, from the fund's annual report. Original document →
• Value of holdings per share at the last fiscal year end (Oct 31, 2025): $5.46. The shares traded at $4.82, about 11.7% below that. As of Oct 31, 2025, from the fund's yearly report. Original document →
  Over the last two years the gap ranged from 29.6% below to 23.7% above. As of April 30, 2026, from the fund's annual report. Original document →
• How the holdings did: down 26.1% over the last three months we have (Feb-April 2026), before the share price is taken into account. Over the last 12 months: -37.8%. As of April 30, 2026, from the fund's quarterly holdings report. Original document →
• How the holdings did over the fiscal year (ended Oct 31, 2025): the value of the holdings returned -4.3%. How the share price did: the shares returned -14.2% over the same year, counting payouts and the change in the market price. As of Oct 31, 2025, from the fund's annual report. Original document →
• Shares outstanding: 28 million. As of Oct 31, 2025, from the fund's annual report. Original document →
• First reported to the regulator in 2017.

What the fund holds

Almost all other holdings (100%).

1. Kllm 2024-14A Sub, Kennedy Lewis CLO 14 Ltd. (F/K/A Generate CLO 14 Ltd.) - 8.9%
2. Apexc 2025-13A Sub, Apex Credit CLO 13 Ltd. - 8.2%
3. Eaton 2019-1A, Eaton Vance CLO 2019-1, Ltd. - 7.5%
4. Drslf 2020-83A, Dryden 83 CLO, Ltd. - 6.9%
5. Woods 2018-11BA, Northwoods Capital XI-B, Limited - 6.6%
6. Alleg 2025-2A Sub, Allegro CLO XVII, Ltd. - 6.2%
7. Pkblu 2023-3A Sub, Park Blue CLO 2023-3, Ltd. - 5.8%
8. Ares 2024-74A, Ares LXXIV CLO Ltd. - 5.7%
9. Nmc CLO-2A Sub, New Mountain CLO 2 Ltd. - 5.4%
10. Empwr 2025-1A Sub, Empower CLO 2025-1, Ltd. - 5.3%

As of April 30, 2026, from the fund's quarterly holdings report. Original document →