OXLC - Oxford Lane Capital Corp.

What this means for you

Karpus owned more than 5% of this fund and has since sold down below that level, so it no longer has to report its holding.

Nothing is required of you. If a large investor buys in again, the notice appears here the day it is filed.

Email me if this changes

What happened, and when

1. Sept 3, 2026

   A large investor started a fight over the shareholder vote. The meeting is on Oct 22, 2026.

   Original document →

2. Sept 2, 2026

   The fund said it will repay some borrowed money on Oct 2, 2026.

   Original document →

3. Aug 14, 2026

   Karpus raised its stake to 6.1% (from 2%), as a passive investor.

   Original document →

4. Aug 14, 2026

   Karpus sold down below 5% and stopped reporting.

   Original document →

5. Aug 14, 2026

   Karpus sold down below 5% and stopped reporting.

   Original document →

About this fund

• Run by Oxford Lane Management, LLC. As of March 31, 2026, from the fund's yearly report. Original document →
• Size: about $1.05 billion of holdings, as of June 30, 2026. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• Borrowing: the fund borrows about 40% on top of its own money, as of June 30, 2026. Borrowed money makes gains and losses bigger. About 28% of that is money the fund has borrowed by selling preferred shares. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• Costs: 5% a year in management fees; 17.6% a year in total, including interest on borrowed money. Fiscal year ended March 31, 2026. As of March 31, 2026, from the fund's yearly report. Original document →
• Payouts: last fiscal year (ended March 31, 2026) the fund paid $5.10 a share. $4.31 of that was income; $0.79 was your own money back, not income. As of March 31, 2026, from the fund's annual report. Original document →
• Value of holdings per share at the last fiscal year end (March 31, 2026): $10.56. The shares traded at $9.78, about 7.4% below that. As of March 31, 2026, from the fund's yearly report. Original document →
  Over the last two years the gap ranged from 24.1% below to 44.8% above. As of March 31, 2026, from the fund's annual report. Original document →
• How the holdings did: down 4.6% over the last three months we have (April-June 2026), before the share price is taken into account. Over the last 12 months: -41.3%. As of June 30, 2026, from the fund's quarterly holdings report. Original document →
• How the holdings did over the fiscal year (ended March 31, 2026): the value of the holdings returned -27.5%. How the share price did: the shares returned -41.8% over the same year, counting payouts and the change in the market price. As of March 31, 2026, from the fund's annual report. Original document →
• Shares outstanding: 97.6 million. As of March 31, 2026, from the fund's annual report. Original document →
• First reported to the regulator in 2010.

What the fund holds

Mostly other holdings (97%), the rest cash and short-term holdings. About 4% issued in the U.S.

1. Cash and short-term - 5.7%
2. CIFC Funding 2025-VIII - 3.4%
3. Magnetite Xlv, Magne 2025-45A Sub 04/15/2038 - 3.3%
4. Carlyle Global Market Strategi, Carlyle US CLO 2025-3 Ltd - 3%
5. Ocp CLO 2025-42 - 2.9%
6. Ares Loan Funding VIII, Ares 2024-ALF8 Sub 01/24/2038 - 2.9%
7. Octagon 75 - 2.8%
8. Elmwood CLO 38 - 2.8%
9. Lakeside Park CLO, Lakpk 2025-1A Sub 04/15/2038 - 2.8%
10. Magnetite CLO, Magnetite XLVII Ltd - 2.7%

As of June 30, 2026, from the fund's quarterly holdings report. Original document →