Prospect Floating Rate & Alternative Income Fund
Prospect Floating Rate & Alternative Income Fund is a company, not a closed-end fund. We still track it - notices about it are below - but most of this site is about funds.
Is anyone targeting this fund?
Yes - one large investor is pushing for changes at this company.
- John & Daria Barry Foundation owns 80.9% and has said it may push for changes. Since Sept 10, 2026.
What this means for you
John & Daria Barry Foundation has told the regulator it may push for changes at this company. That usually means asking for a seat on the board, a sale of the company, or a change in how it is run.
Nothing is required of you now.
Large investors can also sell down and walk away. We show every notice they file, the day it is filed.
What happened, and when
-
Sept 10, 2026
John & Daria Barry Foundation now owns 80.9%. It has said it may push for changes.
Original document →
Details: all notices, events and fund facts
| Date | Investor | Stake | Type of notice |
|---|---|---|---|
| Sept 10, 2026 | John & Daria Barry Foundation | 80.9% | Updated notice |
No announcements from the fund on file. Most funds announce their payout on their own website, not in a filing with the regulator, so a cut or a raise there does not show up here.
- Run by
- not filed yet
- Fund family
- not filed yet
- Exchange
- not listed
See this fund's page at the SEC →
Email me when something new is filed for Prospect Floating Rate & Alternative Income Fund
Free. One email per notice or announcement, usually within a day. No password. Most funds announce payout changes on their own website, where we do not look.